Securities and Capital Banking Questions and Answers

Securities and Capital Banking Questions and Answers | Mock Test

1
______ is an efficient use of computers for transaction processing.
a. XML
b. STP
c. SWIFT
d. FIX

Answer : STP

2
All the elements and attributes in RIXML is referred to as
a. data items
b. data elements
c. data
d. keys
Answer : data items

3
RIXML helps in
a. increases efficiency
b. reduces information overload
c. improves access to research by standardizing sorting and filtering criteria.
d. all the above
Answer : all the above

4
Message Services Offered By SWIFT
a. FIN
b. Mail Services
c. Browse
d. all the above
Answer : all the above

5
SEPA stands for
a. Standard Euro Payments Area
b. Single Exchange Payments Area
c. Single Euro Payments Area
d. Standard Exchange Payments Area
Answer : Single Euro Payments Area

6
Which service in swift isparticularly suited for the exchange of large volumes of data
a. Mail service
b. File Act
c. FIN
d. Interact
Answer : File Act

7
Advantages of commercial paper are
a. High credit ratings fetch a lower cost of capital.
b. Wide range of maturity provides more flexibility.
c. It does not create any lien on asset of the company.
d. all the above
Answer : all the above

8
coupon is typically paid
a. annually
b. semi annually
c. quarterly
d. all the above
Answer : semi annually

9
In FRNs the interest is paid typically
a. annually
b. semi annually
c. quarterly
d. all the above
Answer : quarterly

10
Nominal interest rate works according to
a. Fixed interest
b. simple interest
c. Compound interest
d. Periodic intersest
Answer : simple interest